Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15006-25-2019
Jennifer Lynn DicksonLPL Financial LLCMML Investors Services, LLC06-21-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$50005-17-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
John Eldridge Parham Jr.LPL Financial LLCLincoln Financial Securities Corporation$10004-26-2019
Thomas David GrierLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-25-2019
Stephen Ray NugentLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC04-23-2019
Charles David McClureLPL Financial LLCAmeriprise Financial Services, Inc.$10004-16-2019
Charles Christopher ConnorsLPL Financial LLCTransamerica Financial Advisors, Inc$10004-10-2019
Nicolas Adam ChaputLPL Financial LLCSilver Oak Securities, Incorporated04-08-2019
David Matthew FosterLPL Financial LLCCUNA Brokerage Services, Inc.04-04-2019
William Alexander ShumateLPL Financial LLCKovack Securities Inc.$25003-29-2019
Andrew MooreLPL Financial LLCKovack Securities Inc.03-29-2019
Carole Ann SarsonLPL Financial LLCKestra Investment Services, LLC$10003-28-2019
Zehra M. CandlerLPL Financial LLCUSAA Investment Management Company$15003-25-2019
Casey Adam GriesemerLPL Financial LLCEdward Jones03-21-2019
Thomas Francis Nichols Jr.LPL Financial LLCPNC Investments$50003-08-2019
Ashley Ann AltmanLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Jordyn Michelle LynchLPL Financial LLCForesters Financial Services, Inc.02-28-2019
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Rhonda C. LesterLPL Financial LLCEdward Jones$15002-21-2019
Stephanie Leventis DiazLPL Financial LLCForesters Financial Services, Inc.02-20-2019
Chase Kendrick FryerLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-08-2019
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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