Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Jamison ShiremanLPL Financial LLCHornor, Townsend & Kent, LLC04-09-2019
Joshua David KlingerLPL Financial LLCRaymond James & Associates, Inc.04-03-2019
Robert B. SuttonLPL Financial LLCRaymond James Financial Services, Inc.03-21-2019
James Rhett LankfordLPL Financial LLCFirst Horizon Advisors, Inc.$10002-21-2019
Hays Ronald CulbrethLPL Financial LLCFirst Horizon Advisors, Inc.02-21-2019
Gena Jacobs WolbrechtLPL Financial LLCCetera Investment Services LLC01-03-2019
Winston Barrett MinterLPL Financial LLCMorgan Stanley$10012-14-2018
Carol Ruth WeilerLPL Financial LLCCommonwealth Financial Network$25012-04-2018
Jeff William GrimmLPL Financial LLCSecurian Financial Services, Inc.11-02-2018
Kent Brooks MonypenyLPL Financial LLCIndependent Financial Partners10-26-2018
Fred Scott BurkeLPL Financial LLCRaymond James Financial Services, Inc.$50010-19-2018
Ivan L. GriffinLPL Financial LLCPrivate Client Services, LLC$10009-20-2018
Taylor Alan WhittLPL Financial LLCMML Investors Services, LLC09-12-2018
Cory Taylor MorrisonLPL Financial LLCEdward Jones08-31-2018
Tanya Jeanette Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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