Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joe Henry Ledford Jr.LPL Financial LLCWoodbury Financial Services, Inc.07-26-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Tracy Diane ValeroLPL Financial LLCH.D. Vest Advisory Services, Inc06-19-2019
Phillip Glynn SalterLPL Financial LLCSummit Financial Group Inc$5006-19-2019
Patrick Foy, Chris WillisLPL Financial LLCRaymond James Financial Services, Inc.$12506-03-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Brent Brookshire, BJ BrookshireLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-15-2019
Michael B MorganLPL Financial LLCNFP Securities, Inc.$5004-01-2019
Carter Graham HarbuckLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
Todd Allen PaceLPL Financial LLCMutual of Omaha Investor Services, Inc.03-15-2019
Brian Davis, Brian RemsonLPL Financial LLCRaymond James & Associates, Inc.$11002-11-2019
Cesar Emilio OlivaresLPL Financial LLCSWBC Investment Services, LLC$10001-31-2019
Curtis Bernard WileyLPL Financial LLCAllstate Financial Services, LLC01-23-2019
Wesley Ryon SorensenLPL Financial LLCPrincipal Securities, Inc.01-17-2019
Brandon Ronald FresardLPL Financial LLCUSAA Financial Advisors, Inc.$101-10-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$101-04-2019
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services$112-12-2018
Landon Allen Marx ILPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
Next Page »

Showing 1 to 25 of 699 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.