Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Stephen Hever IiiLPL Financial LLCSecurian Financial Services, Inc.10-05-2020
Terry Lee Whitney JrLPL Financial LLCIntrua Financial$1,00009-30-2020
Justin Taylor JonesLPL Financial LLCEdward Jones09-15-2020
Julian Ortega IIILPL Financial LLCUSAA Investment Services Company09-10-2020
Jimmy LeeLPL Financial LLCWaddell & Reed$25009-03-2020
Albert GonzalezLPL Financial LLCWaddell & Reed$10009-03-2020
Joseph Anthony RosioLPL Financial LLCWaddell & Reed09-03-2020
Jimmy Tsong Hsin LeeLPL Financial LLCWaddell & Reed$10009-03-2020
Bellann Morales HytenLPL Financial LLCWaddell & Reed09-03-2020
Vincent Paul MontenegroLPL Financial LLCWaddell & Reed$2509-03-2020
Christopher Brian MankoffLPL Financial LLCWaddell & Reed09-03-2020
Teresa Marie WattersLPL Financial LLCWaddell & Reed09-03-2020
Jeffrey Michael NunesLPL Financial LLCWaddell & Reed09-03-2020
June Denise HerrellLPL Financial LLCRaymond James & Associates, Inc.09-02-2020
Greta Messarra WoodwardLPL Financial LLCEdward Jones$2508-31-2020
Nathan Wayne MurphyLPL Financial LLCCadaret, Grant & Co., Inc.$5008-28-2020
Ryan Reid CollinsLPL Financial LLCCadaret, Grant & Co., Inc.08-28-2020
Jeffrey Lawrence SwearingenLPL Financial LLCCetera Advisors LLC$1008-14-2020
Jonathan Mark SmithLPL Financial LLCJ.P. Morgan Securities LLC08-13-2020
John William KopenhaverLPL Financial LLCMorgan Stanley$10006-30-2020
Matthew Walter MeyersLPL Financial LLCVoya Financial Advisors, Inc.06-29-2020
Matthew Walter Meyers JrLPL Financial LLCVoya Financial Advisors, Inc.06-29-2020
Richard Ewing MartinLPL Financial LLCVoya Financial Advisors, Inc.$2506-22-2020
Richard Joel WilsonLPL Financial LLCAvantax Investment Services, Inc.$2506-15-2020
Hayden Matthew LackeyLPL Financial LLCFidelity Personal and Workplace Advisors06-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.