Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Dennis Keith LongLPL Financial LLC1ST Global Advisors Inc$10002-17-2015
Jerry Ray HillLPL Financial LLC1ST Global Advisors Inc$50002-17-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Eric Arthur VordenbaumLPL Financial LLC1st Global Capital Corp.01-13-2014
James Robert SheltonLPL Financial LLC360 Wealth Management, LLC$25005-06-2019
Atif Iqbal MughalLPL Financial LLC360 Wealth Management, LLC$25009-14-2018
Matthew Westin GentryLPL Financial LLC360 Wealth Management, LLC02-25-2014
Jeffrey Don PeaceLPL Financial LLC360 Wealth Management, LLC12-19-2012
Carlisle Hopewood MottLPL Financial LLC360 Wealth Management, LLC$10009-28-2012
Dayle Nelson ScheinmanLPL Financial LLC360 Wealth Management, LLC$10006-29-2012
Justin PurvisLPL Financial LLCADP Broker-Dealer, Inc.09-04-2019
Tracey Kulpa BrenneiseLPL Financial LLCAIG Capital Services, Inc.08-25-2016
Curtis Bernard WileyLPL Financial LLCAllstate Financial Services, LLC01-23-2019
Justin James RadkeLPL Financial LLCAmegy Investments, Inc.$25011-06-2015
Arturo ArzolaLPL Financial LLCAmegy Investments, Inc.$50011-06-2015
Michael Gene VaughanLPL Financial LLCAmegy Investments, Inc.$50011-06-2015
Jarrod Lane HagemanLPL Financial LLCAmegy Investments, Inc.11-06-2015
Jorge Ramon ArroyosLPL Financial LLCAmegy Investments, Inc.11-06-2015
John R. Sterner Jr.LPL Financial LLCAmegy Investments, Inc.11-06-2015
Esmeralda ValarezoLPL Financial LLCAmegy Investments, Inc.11-06-2015
Robert Francis JenningsLPL Financial LLCAmegy Investments, Inc.$10011-04-2015
Deborah LundinLPL Financial LLCAmegy Investments, Inc.$10011-04-2015
Stephen William WorfordLPL Financial LLCAmegy Investments, Inc.$10010-30-2015
David Leroy JohnsonLPL Financial LLCAmegy Investments, Inc.$25010-30-2015
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Showing 1 to 25 of 795 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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