Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Shepherd, Ken DayLPL Financial LLC1st Global Capital$15002-06-2019
Kelon Carter HallLPL Financial LLC1st Global Capital Corp.07-31-2018
Dennis Keith LongLPL Financial LLC1st Global Capital Corp.02-17-2015
Jerry Ray HillLPL Financial LLC1st Global Capital Corp.02-17-2015
James Robert SheltonLPL Financial LLC360 Wealth Management, LLC$2505-06-2019
Justin PurvisLPL Financial LLCADP Broker-Dealer, Inc.09-04-2019
Justin James RadkeLPL Financial LLCAmegy Investments, Inc.$2511-06-2015
Arturo ArzolaLPL Financial LLCAmegy Investments, Inc.11-06-2015
Jorge Ramon ArroyosLPL Financial LLCAmegy Investments, Inc.11-06-2015
John R. Sterner Jr.LPL Financial LLCAmegy Investments, Inc.11-06-2015
Robert Francis JenningsLPL Financial LLCAmegy Investments, Inc.11-04-2015
Charles Ray HartLPL Financial LLCAmeriprise Financial Services, Inc.$15005-17-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Tim C. Satre, Aimee Daigle, Misty WaltersLPL Financial LLCAmeriprise Financial Services, Inc.$7108-21-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, Inc.$1008-31-2018
Kathleen Susan WeberLPL Financial LLCAmeriprise Financial Services, Inc.$5005-04-2018
Yasemin TuzunLPL Financial LLCAmeriprise Financial Services, Inc.$2509-28-2016
Susan Roberta SaleemLPL Financial LLCAmeriprise Financial Services, Inc.11-30-2015
Jon Mohammed SaleemLPL Financial LLCAmeriprise Financial Services, Inc.11-30-2015
David Lynn MedlinLPL Financial LLCAmeriprise Financial Services, Inc.$5010-16-2015
Robert Scott StillmanLPL Financial LLCAmeriprise Financial Services, Inc.$2507-18-2014
Doris Ann Dollar-KuretichLPL Financial LLCAmeriprise Financial Services, Inc.$5003-21-2014
Andrew GonskiLPL Financial LLCAmeriprise Financial Services, Inc.$10007-02-2013
Patrick Joseph KellyLPL Financial LLCAmeriprise Financial Services, Inc.$1007-17-2009
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Showing 1 to 25 of 505 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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