Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron K RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Abraham Paul Mansour SrLPL Financial LLCEquitable Advisors, LLC01-07-2011
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Aimee Carissa DAigleLPL Financial LLCAmeriprise Financial Services, LLC09-10-2018
Alan Matthew HawkinsLPL Financial LLCCetera Financial Specialists LLC$2501-31-2011
Albert GonzalezLPL Financial LLCWaddell & Reed$10009-03-2020
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Alexander Michael LegamaroLPL Financial LLCFidelity Personal and Workplace Advisors01-22-2019
Alexandre MurphyLPL Financial LLCEdward Jones10-14-2019
Allyn Walter EdwardsLPL Financial LLCKovack Securities Inc.$2507-27-2018
Amber Renee ScarboroughLPL Financial LLCEdward Jones09-20-2011
Andrew GonskiLPL Financial LLCAmeriprise Financial Services, LLC$10007-02-2013
Andrew SharpLPL Financial LLCCharles Schwab & Co., Inc.$34104-27-2016
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Andrew Wayne HarrisLPL Financial LLCSecurities America, Inc.12-13-2019
Ann Louise MacnaughtonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-12-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Anne Mays OConorLPL Financial LLCBBVA Securities Inc.10-08-2019
Anthony Bui Quan LuuLPL Financial LLCWells Fargo Clearing Services, LLC$8301-20-2017
Anthony Richard Conde IIILPL Financial LLCNationwide Securities, LLC11-01-2019
Aprel Nachole GermanLPL Financial LLCBBVA Securities Inc.08-16-2016
April Story RichardsonLPL Financial LLCEdward Jones$5010-05-2012
Arturo ArzolaLPL Financial LLCAmegy Investments, Inc.$5011-06-2015
Ashley N HendersonLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-03-2020
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
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Showing 1 to 25 of 528 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.