Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Ray HillLPL Financial LLC1ST Global Advisors Inc02-17-2015
Mary Fallon GillespieLPL Financial LLC1st Global Capital Corp.02-17-2015
Jonathan Ashley KolmetzLPL Financial LLCFirst Allied Securities, Inc.02-13-2015
Ethan Thomas BeatyLPL Financial LLCCambridge Investment Research, Inc.02-09-2015
Irfan A. DossaniLPL Financial LLCAmeriprise Financial Services, LLC01-09-2015
Richard Edward Talbot Jr.LPL Financial LLCJ.P. Morgan Securities LLC01-05-2015
Herbert Henry SchefflerLPL Financial LLCOppenheimer & Co. Inc.12-12-2014
Richard Gayle EnglishLPL Financial LLCCetera Advisor Networks LLC$1012-11-2014
David Lynn LimerickLPL Financial LLCSignator Investors, Inc.$5012-02-2014
Joseph Michael RomasLPL Financial LLCEdward Jones11-25-2014
Anthony Joseph AielloLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-18-2014
Olimpo Salinas Jr.LPL Financial LLCJ.P. Morgan Securities LLC11-14-2014
Miguel LozanoLPL Financial LLCJ.P. Morgan Securities LLC11-13-2014
Stephen Allen DavisLPL Financial LLCAvantax Investment Services, Inc.11-11-2014
Michael J. CoronaLPL Financial LLCBBVA Securities Inc.10-30-2014
Michael VatterLPL Financial LLCTransamerica Financial Advisors, Inc10-28-2014
Deborah Lea BurdickLPL Financial LLCMetLife Securities Inc.10-02-2014
Larry Gene HolderLPL Financial LLCPark Avenue Securities LLC10-01-2014
Cecil Allen RossLPL Financial LLCRaymond James Financial Services Advisors, Inc09-30-2014
Wynell Olivia MitchellLPL Financial LLCBBVA Securities Inc.09-30-2014
Ricardo Antonio RobertoLPL Financial LLCPruco Securities, LLC.$1009-29-2014
John Robert HolmanLPL Financial LLCTD Ameritrade, Inc.$2509-19-2014
Carl Anthony CaitoLPL Financial LLCCetera Advisor Networks LLC09-08-2014
Abraham E. MarquezLPL Financial LLCBBVA Securities Inc.09-03-2014
Patricia Lorraine MioneLPL Financial LLCVoya Financial Advisors, Inc.08-28-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.