Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilene B. GohmertLPL Financial LLCCambridge Investment Research, Inc.$2509-05-2018
James Rupert HenryLPL Financial LLCCambridge Investment Research, Inc.08-31-2018
John Tyler Wofford IIILPL Financial LLCCambridge Investment Research, Inc.$2508-31-2018
Jason Scott HenryLPL Financial LLCCambridge Investment Research, Inc.08-31-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, LLC$1008-31-2018
Tanner G. MathisLPL Financial LLCEdward Jones$15008-31-2018
Joe David MossLPL Financial LLCPFS Investments Inc.$2508-30-2018
Dewayne Christian GerberLPL Financial LLCPFS Investments Inc.08-30-2018
Timothy Carl SatreLPL Financial LLCAmeriprise Financial Services, LLC$5008-20-2018
Leslea Elizabeth Stock-LopezLPL Financial LLCB. Riley Wealth Management$2508-20-2018
Lester Dearl Butler Jr.LPL Financial LLCLincoln Financial Securities Corporation$10008-16-2018
Tracie Lynn GuyerLPL Financial LLCPFS Investments Inc.08-16-2018
Gliceria L. WhiteLPL Financial LLCHornor, Townsend & Kent, LLC08-10-2018
Frances Kay JohnsonLPL Financial LLCBBVA Securities Inc.08-07-2018
Brian Anthony MarchioriLPL Financial LLCSWBC Investment Services, LLC$10008-03-2018
Daniel EspinozaLPL Financial LLCSWBC Investment Services, LLC$10008-03-2018
Oscar O. SilvaLPL Financial LLCBBVA Securities Inc.08-01-2018
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Kerry Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.$5007-26-2018
William Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.$107-26-2018
Rafael MataLPL Financial LLCBBVA Securities Inc.07-18-2018
Tracy Lee MillerLPL Financial LLCCetera Advisor Networks LLC$2507-09-2018
Taylor Clay HundleyLPL Financial LLCSagePoint Financial, Inc.07-05-2018
Michael K. LemichLPL Financial LLCSagePoint Financial, Inc.07-05-2018
Roberto CisnerosLPL Financial LLCSummit Brokerage Services, Inc.$2506-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.