Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J WeilbacherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Jaime F SantanaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Claudia VasquezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Brian Scott DluzniewskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-10-2009
Rhonda Guest BarclayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Bruce Howard AngelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Jack George VarcadosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Gregory Joseph LoyacanoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Thomas G CarouthersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
John Robert HinrichsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Juan Francisco TrevinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Charles Jose CoronadoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Ronald Allen SauvageauLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7506-24-2009
Elliott L. EvansLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2009
Dennis Paul DixonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2009
Christi Laurel StaibLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-30-2010
Frank Edward ZaccardoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2010
Randy Mark MatthewsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1006-30-2011
Jon Frederick WeidenbachLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1008-31-2011
Janice K. LasleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-07-2012
Brian Edward RuffLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-19-2013
Thomas William DunnLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-24-2014
Drew Gene SparksLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Carlos Rafael Benavides Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2015
Ric KellogLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12304-24-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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