Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Sterling HannahsLPL Financial LLCTriad Advisors LLC$10007-24-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services$8807-22-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$2503-12-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Adam Boyd MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Jeffrey Sean McgoughLPL Financial LLCVoya Financial Advisors, Inc.$10010-30-2018
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
Dustin Charles NewtonLPL Financial LLCCetera Advisors LLC07-31-2018
Charles Mccray Williams Jr.LPL Financial LLCThe Main Street Group07-02-2018
Ellsworth Sylvester Brown Jr.LPL Financial LLCPFS Investments Inc.07-02-2018
Hyun Sup SongLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2018
Philip Edward FritzLPL Financial LLCSecurities America, Inc.06-29-2018
Chester Bradley Holsinger Jr.LPL Financial LLCSecurities America, Inc.$2506-19-2018
Robert Edward ShannonLPL Financial LLCSecurities America, Inc.06-14-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
Catherine Shaner CarlockLPL Financial LLCKestra Investment Services, LLC$701-31-2018
Eric Oscar WolfLPL Financial LLCCharles Schwab & Co., Inc.01-10-2018
Nicole Ann VicencioLPL Financial LLCMorgan Stanley$2512-21-2017
Next Page »

Showing 1 to 25 of 233 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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