Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Forrest Williams, Jr.LPL Financial LLCMML Investors Services, LLC$15008-20-2020
James BarnetteLPL Financial LLCRaymond James Financial Services, Inc.$61001-29-2020
Timothy ThompsonLPL Financial LLCH. Beck, Inc.$8412-21-2017
James Pender, Craig SabloskyLPL Financial LLCInvestment Professionals, Inc.$6711-03-2017
Claudia Exner, Joachim ExnerLPL Financial LLCFirst Command Brokerage Services, Inc.$19205-05-2017
Brent Barth, William MorrisonLPL Financial LLCVoya Financial Advisors, Inc.$6211-16-2016
Jonathan PeytonLPL Financial LLCUSAA Financial Advisors, Inc.$9010-26-2016
Taysha PattersonLPL Financial LLCEdward Jones$7510-11-2016
Christopher Cotterell, Ryan OatesLPL Financial LLCInfinex Investments, Inc.$13101-29-2016
Anthony ArcuriLPL Financial LLCWells Fargo Clearing Services, LLC$5512-18-2015

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.