Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
Keith Andrew O'BrienLPL Financial LLCRaymond James Financial Services, Inc.$10004-13-2020
Colin J. JohnsonLPL Financial LLCAmeriprise Financial Services, LLC04-07-2020
Douglas Clay Arthur Jr.LPL Financial LLCAmeriprise Financial Services, LLC$5003-30-2020
Matthew Ryan GrayLPL Financial LLCCetera Advisor Networks LLC03-02-2020
Courtney DoyleLPL Financial LLCEdward Jones02-28-2020
Michael Andrew CohnLPL Financial LLCUBS Financial Services Inc.01-30-2020
James Thomas Barnette Jr.LPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Joshua Thomas PuterbaughLPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Julia Claire SimmonsLPL Financial LLCRaymond James Financial Services, Inc.01-29-2020
Melissa Ann VoightLPL Financial LLCMadison Avenue Securities, LLC01-28-2020
Margreta Ellen Hartje-SwansonLPL Financial LLCSecurities America, Inc.$5001-23-2020
April L. MartinLPL Financial LLCSecurities America, Inc.01-23-2020
Michael Wayne ChinnLPL Financial LLCNationwide Securities, LLC$1001-08-2020
Nicole T. ColeLPL Financial LLCLPL Financial LLC$1001-03-2020
Walter Royal McDaniel Jr.LPL Financial LLCAvantax Investment Services, Inc.$2412-17-2019
David William MullinsLPL Financial LLCCommonwealth Financial Network12-12-2019
Rabih Adnan HarmoushLPL Financial LLCVALIC Financial Advisors, Inc.11-08-2019
Lynn P. SissonLPL Financial LLCVoya Financial Advisors, Inc.$5010-21-2019
Nelson Russell AshbyLPL Financial LLCVoya Financial Advisors, Inc.10-21-2019
Frank Louis CroweLPL Financial LLCAvantax Investment Services, Inc.$2510-15-2019
Thomas Warren BassLPL Financial LLCCambridge Investment Research, Inc.$5010-15-2019
Anthony Edwin UnterseeLPL Financial LLCInvestacorp, Inc.09-17-2019
Glen Adair TylerLPL Financial LLCKestra Investment Services, LLC$3709-05-2019
Monty Lane HasenbankLPL Financial LLCFirst Command Advisory Services$15009-03-2019
Next Page »

Showing 1 to 25 of 294 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.