Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Alan Steven Witt JrLPL Financial LLCWells Fargo Clearing Services, LLC11-02-2017
Alan Torrence DawkinsLPL Financial LLCLincoln Financial Securities Corporation11-13-2017
Albert KimLPL Financial LLCEquity Services, Inc.05-07-2010
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, LLC05-25-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
Alfred John Keyser SrLPL Financial LLCCharles Schwab & Co., Inc.03-12-2019
Allen Dale BecknerLPL Financial LLCWells Fargo Clearing Services, LLC02-17-2009
Alton Leroy Howell JrLPL Financial LLCWoodbury Financial Services, Inc.$5010-16-2018
Amy Elizabeth KempLPL Financial LLCDorsey, Wright & Associates, LLC$15005-09-2018
Amy Meo OviedoLPL Financial LLCLincoln Financial Advisors Corporation10-19-2016
Anne-Day MccabeLPL Financial LLCWells Fargo Advisors Financial Network, LLC07-25-2014
Anthony ArcuriLPL Financial LLCWells Fargo Clearing Services, LLC$5512-18-2015
Anthony Edwin UnterseeLPL Financial LLCInvestacorp, Inc.$5009-17-2019
Anthony Joseph ArcuriLPL Financial LLCWells Fargo Clearing Services, LLC$4112-18-2015
April L MartinLPL Financial LLCSecurities America, Inc.01-23-2020
Ashwin SharmaLPL Financial LLCLincoln Financial Securities Corporation07-31-2018
Benjamin Carlton CauthornLPL Financial LLCEdward Jones$2611-13-2017
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Blake Edward FellowsLPL Financial LLCMetLife Securities Inc.$5002-27-2015
Bradley David KaplanLPL Financial LLCCadaret, Grant & Co., Inc.05-30-2013
Bradley R HoweLPL Financial LLCLincoln Financial Advisors Corporation11-22-2016
Brent Barth William MorrisonLPL Financial LLCVoya Financial Advisors, Inc.$6211-16-2016
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Brian Patrick CollinsLPL Financial LLCWaddell & Reed08-14-2017
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Showing 1 to 25 of 225 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.