Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Alan Steven Witt Jr.LPL Financial LLCWells Fargo Clearing Services, LLC11-02-2017
Alan Torrence DawkinsLPL Financial LLCLincoln Financial Securities Corporation$1011-13-2017
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$2503-12-2019
Amy Elizabeth KempLPL Financial LLCDorsey, Wright & Associates, LLC$15005-09-2018
Amy Meo OviedoLPL Financial LLCLincoln Financial Advisors Corporation10-19-2016
Anne-Day McCabeLPL Financial LLCWells Fargo Advisors Financial Network, LLC07-25-2014
Anthony ArcuriLPL Financial LLCWells Fargo Advisors$5512-18-2015
Anthony Joseph ArcuriLPL Financial LLCWells Fargo Clearing Services, LLC12-18-2015
Bobbie Dean BascombeLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Bradley David KaplanLPL Financial LLCCadaret, Grant & Co., Inc.05-30-2013
Bradley R. HoweLPL Financial LLCLincoln Financial Advisors Corporation11-22-2016
Brenda A. YoungLPL Financial LLCSunTrust Investment Services, Inc.06-04-2014
Brent Barth, William MorrisonLPL Financial LLCVoya Financial Advisors$6211-16-2016
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Brooks C BillingsLPL Financial LLCSagePoint Financial, Inc.12-18-2018
Bryan David StricklandLPL Financial LLCAmeriprise Financial Services, Inc.$10008-09-2016
Bryan Keith HolomanLPL Financial LLCWFG Investments, Inc.03-30-2012
Carl B. Dickson Jr.LPL Financial LLCClaris Financial, LLC$5004-20-2017
Carolyn Patricia MenkerLPL Financial LLCMorgan Stanley$1009-06-2013
Catherine Shaner CarlockLPL Financial LLCThe Main Street Group01-31-2018
Charlene Renee GregoryLPL Financial LLCMetLife Securities Inc.11-09-2016
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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