Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$88007-22-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Torsten Blaine HermansenLPL Financial LLCSunTrust Investment Services, Inc.06-11-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Christopher Charles KnocheLPL Financial LLCKestra Investment Services, LLC$25004-24-2019
James Thomas PowellLPL Financial LLCFirst Horizon Advisors, Inc.$15004-01-2019
Tracy M MeadeLPL Financial LLCMML Investors Services, LLC03-28-2019
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$25003-12-2019
Gwendolyn Lorraine WoodLPL Financial LLCRoyal Alliance Associates, Inc.12-20-2018
Brooks C BillingsLPL Financial LLCSagePoint Financial, Inc.12-18-2018
Jessica Margaret AshbyLPL Financial LLCInfinex Investments, Inc.12-06-2018
William James Buehler Jr.LPL Financial LLCSummit Brokerage Services, Inc.$12211-28-2018
Jordan Erin BerryhillLPL Financial LLCSummit Brokerage Services, Inc.$25011-28-2018
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Ryan M TaylorLPL Financial LLCOhio National Equities, Inc.11-15-2018
Shawn R. WhiteLPL Financial LLCSagePoint Financial, Inc.11-15-2018
Jeffrey Sean McGoughLPL Financial LLCVoya Financial Advisors, Inc.$10010-30-2018
William J. LawfieldLPL Financial LLCSignator Investors, Inc.$10010-26-2018
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Christopher MooreLPL Financial LLCLincoln Financial Securities Corporation$10007-31-2018
Robert Mark WheatleyLPL Financial LLCCetera Advisors LLC$10007-31-2018
Joseph Wesley TuckLPL Financial LLCLincoln Financial Securities Corporation$18007-31-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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