Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Susan LawrenceLPL Financial LLCWells Fargo Advisors04-22-2020
Chun Mei ZhuLPL Financial LLCWaddell & Reed$2505-12-2020
Andres R. PowellLPL Financial LLCInfinex Investments, Inc.05-04-2020
Kimbril Kevin MooreLPL Financial LLCInfinex Investments, Inc.05-04-2020
Enrico SioLPL Financial LLCInfinex Investments, Inc.05-04-2020
Michael Thomas IversLPL Financial LLCInfinex Investments, Inc.05-04-2020
Monica Ann CallenLPL Financial LLCKMS Financial Services, Inc.$10003-23-2020
Andrew Thomas BrewerLPL Financial LLCD.A. Davidson & Co.$15003-13-2020
Ervie Don HoustonLPL Financial LLCCambridge Investment Research, Inc.03-06-2020
Paul E. CarlsonLPL Financial LLCSecurities America, Inc.03-02-2020
Matthew Thomas LazarasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2020
Shawn Michael LaytonLPL Financial LLCSecurities America, Inc.01-15-2020
Katherine L TothLPL Financial LLCCharles Schwab & Co., Inc.12-05-2019
Timothy Gerard HerbertLPL Financial LLCCentaurus Financial, Inc.$10012-04-2019
Catherine Mary McDougallLPL Financial LLCEdward Jones12-03-2019
Charles West GardnerLPL Financial LLCCetera Advisor Networks LLC12-02-2019
Kyle Charles GardnerLPL Financial LLCCetera Advisor Networks LLC12-02-2019
Daniel Joseph PerrinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Mary Jean RorvikLPL Financial LLCU.S. Bancorp Investments, Inc.11-14-2019
Paul Edward JohnsonLPL Financial LLCUBS Financial Services Inc.11-08-2019
Matthew Shane LuskLPL Financial LLCUBS Financial Services Inc.$2511-08-2019
Glenn R. RichardsonLPL Financial LLCEdward Jones10-28-2019
Don J PetricicLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
Robert Thomas PhillipsLPL Financial LLCWoodbury Financial Services, Inc.09-30-2019
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Showing 1 to 25 of 277 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.