Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Alan BergerLPL Financial LLCFirst Command Financial Planning, Inc.01-02-2009
Marcus D. DusenburyLPL Financial LLCUBS Financial Services Inc.$2501-23-2009
Adriel TamLPL Financial LLCUBS Financial Services Inc.$1001-23-2009
Steven Gary HoglundLPL Financial LLCKibble & Prentice Holding Company$1001-26-2009
Robert B. KemperLPL Financial LLCSagePoint Financial, Inc.01-28-2009
Marc A HankinLPL Financial LLCWells Fargo Clearing Services, LLC$1001-29-2009
Robert Daniel KuchmanLPL Financial LLCTransamerica Capital, Inc.04-03-2009
Dennis Michael RennakerLPL Financial LLCUBS Financial Services Inc.04-22-2009
David Wayne YoungLPL Financial LLCUBS Financial Services Inc.05-01-2009
Howard Alexander MorinLPL Financial LLCUBS Financial Services Inc.$1005-11-2009
Cotton Lee SearsLPL Financial LLCRaymond James Financial Services, Inc.$1007-20-2009
Lynn Marie BrixLPL Financial LLCRaymond James Financial Services Advisors, Inc$2507-21-2009
Marc Dean SpinnerLPL Financial LLCMorgan Stanley$5009-11-2009
John Hoagland Easley IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2009
Andre Nicholas ListerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-02-2009
Casi Jean ForsLPL Financial LLCCambridge Investment Research, Inc.10-19-2009
Gail TabackLPL Financial LLCUBS Financial Services Inc.10-27-2009
John Philip AaronsonLPL Financial LLCAmeriprise Financial Services, LLC11-06-2009
Wendy Lee ConnorsLPL Financial LLCKMS Financial Services, Inc.11-13-2009
Brenda Sue HuberLPL Financial LLCEdward Jones11-16-2009
Teri Lynn Ploharz-BollingLPL Financial LLCEdward Jones11-18-2009
R Brian WrightLPL Financial LLCEdward Jones$1012-11-2009
Robert Ernest HoffmanLPL Financial LLCLPL Financial LLC$1012-16-2009
Michael Karl PankaskieLPL Financial LLCAmeriprise Financial Services, LLC12-16-2009
Paul Edward BuxtonLPL Financial LLCCambridge Investment Research, Inc.$5004-20-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.