Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn B. PeroffLPL Financial LLCRaymond James Financial Services, Inc.06-26-2019
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Nathan Robert WaltersLPL Financial LLCPrincipal Securities, Inc.10-18-2018
Bret Patrick EdenswordLPL Financial LLCEdward Jones07-09-2018
Sarah Kathryn LindellLPL Financial LLCInvestment Professionals, Inc.07-06-2018
David Clyde BartonLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Raymond Douglas CollierLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Jeff Berry IunkerLPL Financial LLCINVEST Financial Corporation02-14-2018
Timothy Edward SeiversLPL Financial LLCINVEST Financial Corporation02-14-2018
Lisa Anne HomerLPL Financial LLCWaddell & Reed01-05-2018
Michael Joseph BusLPL Financial LLCPruco Securities, LLC.11-30-2017
Dirk Blaine PetersenLPL Financial LLCNational Planning Corporation11-29-2017
Michael J. MuellerLPL Financial LLCNational Planning Corporation11-29-2017
Cynthia A. GammonLPL Financial LLCNational Planning Corporation11-29-2017
Joey John DominickLPL Financial LLCPrincipal Securities, Inc.10-20-2017
Gene Edwin ShookLPL Financial LLCWaddell & Reed10-16-2017
Leigh A AllenLPL Financial LLCWedbush Securities Inc.10-02-2017
Thomas G. MercerLPL Financial LLCRaymond James Financial Services, Inc.06-07-2017
Alana Margaret MacyLPL Financial LLCFidelity Brokerage Services LLC06-06-2017
Michael William HomerLPL Financial LLCWaddell & Reed05-30-2017
Forbes Micael RobinsonLPL Financial LLCWaddell & Reed05-17-2017
Kenneth Edward ReevesLPL Financial LLCINVEST Financial Corporation01-03-2017
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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