Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Alan ShafferLPL Financial LLCMorgan Stanley09-25-2020
Marge GoetschLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Lori Jean BarryLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Robert Allen KoestlerLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Mark Herbert SchnizerLPL Financial LLCDavid Bodnar Advisors LLC$5008-26-2020
Mark Edward EngleLPL Financial LLCUSAdvisors Wealth Management, LLC$10008-20-2020
Jeanann M KramerLPL Financial LLCEdward Jones07-17-2020
Ty BernickeLPL Financial LLCTriad Advisors LLC$53006-18-2020
Lynn Marie OlsonLPL Financial LLCTriad Advisors LLC$15006-18-2020
Daniel Vernon EstensonLPL Financial LLCBernicke Wealth Management, Ltd.$15006-18-2020
Brandon Richard BishopLPL Financial LLCBernicke Wealth Management, Ltd.06-18-2020
Brianne Beth MosbachLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-02-2020
Todd William SivakLPL Financial LLCMML Investors Services, LLC04-17-2020
Jeremy WenzlowLPL Financial LLCMML Investors Services, LLC04-17-2020
Micah R SchroederLPL Financial LLCMML Investors Services, LLC04-17-2020
Melissa Jacquelyn OlsonLPL Financial LLCU.S. Bancorp Investments, Inc.03-10-2020
Cody Mares Sam SiglerLPL Financial LLCAmeriprise Financial Services, LLC$13001-03-2020
Cody George MaresLPL Financial LLCAmeriprise Financial Services, LLC$5001-03-2020
Samuel Dewey Sigler JrLPL Financial LLCAmeriprise Financial Services, LLC$10001-03-2020
Brent Andrew MaresLPL Financial LLCAmeriprise Financial Services, LLC$10001-03-2020
Timothy Sean FreyLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Kim Patrick LoewerLPL Financial LLCSagePoint Financial, Inc.$5012-13-2019
Steven Joseph SchoederLPL Financial LLCHornor, Townsend & Kent, LLC$5011-18-2019
Janell Marie SemrowLPL Financial LLCCetera Advisor Networks LLC$2510-31-2019
Ted Andrew MatuszakLPL Financial LLCAmeriprise Financial Services, LLC$5010-07-2019
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Showing 1 to 25 of 224 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.