Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer R G HeltLPL Financial LLCM&I Financial Advisors, Inc.01-15-2009
Eugene Daniel SchulferLPL Financial LLCWorld Group Securities, Inc.02-12-2009
Louann SchulferLPL Financial LLCWorld Group Securities, Inc.02-12-2009
Timothy Mark GorsuchLPL Financial LLCInvestment Professionals, Inc.02-20-2009
Laura Beth PearsonLPL Financial LLCCitigroup Global Markets Inc.03-05-2009
Lori Ann WattLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Susan Christine KuhlenbeckLPL Financial LLCRaymond James Financial Services, Inc.$10003-11-2009
Jennifer Beth BartzLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Scott David HeinsLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
William Eric OttoLPL Financial LLCRaymond James Financial Services, Inc.03-11-2009
Ilija PotkonjakLPL Financial LLCB. C. Ziegler and Company04-23-2009
James Edward Wolf Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$2507-08-2009
Paul Andrew KiolbasaLPL Financial LLCWells Fargo Investments, LLC08-05-2009
Kevin Robert CegelskiLPL Financial LLCMutual Service Corporation$1009-08-2009
Daniel Robert DameLPL Financial LLCMutual Service Corporation09-08-2009
Thomas Jay TullyLPL Financial LLCLong Grove Trading Co.09-08-2009
Robert Joseph GoetzLPL Financial LLCMutual Service Corporation09-08-2009
Bruce Wilfred HadlerLPL Financial LLCWaterstone Financial Group, Inc.09-08-2009
Jason Duwayne RoenLPL Financial LLCLong Grove Trading Co.09-08-2009
Laura Kay Galarneau MossakowskiLPL Financial LLCMutual Service Corporation09-08-2009
Charlene Ann LarsenLPL Financial LLCThrivent Investment Management Inc.09-14-2009
Kenneth Paul ReskeLPL Financial LLCUBS Financial Services Inc.10-01-2009
Allan Joseph HaupertLPL Financial LLCMorgan Stanley11-18-2009
James Joseph RobinsonLPL Financial LLCVALIC Financial Advisors, Inc.06-25-2010
Lawrence Edward SchambergerLPL Financial LLCPoehling Capital Management, Inc.07-30-2010
Next Page »

Showing 1 to 25 of 257 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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