Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Adam David GafnerLPL Financial LLCAssociated Investment Services, Inc.$2507-27-2015
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Adam Joseph SmitLPL Financial LLCEdward Jones$1011-26-2010
Adam T YounkLPL Financial LLCAssociated Investment Services, Inc.09-08-2016
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Alice C KoerthLPL Financial LLCSII Investments, Inc.10-31-2014
Alison Ann WalkerLPL Financial LLCAssociated Investment Services, Inc.09-25-2014
Allan Joseph HaupertLPL Financial LLCMorgan Stanley$2511-18-2009
Amanda Erin CampbellLPL Financial LLCWaddell & Reed09-20-2019
Andrew Christopher TengbladLPL Financial LLCEdward Jones05-02-2011
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Andrew Gerard StarostaLPL Financial LLCCetera Investment Services LLC10-17-2011
Andrew J. KennedyLPL Financial LLCEdward Jones03-18-2013
Andrew L. MartinLPL Financial LLCEdward Jones04-11-2011
Andrew M. HouteLPL Financial LLCMetLife Securities Inc.05-05-2015
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Andrew Stuart BoydLPL Financial LLCRBC Capital Markets, LLC$5008-26-2016
Angela Marie SergentLPL Financial LLCCUNA Brokerage Services, Inc.09-30-2014
Anna Marie KottkeLPL Financial LLCBMO Harris Financial Advisors, Inc.01-05-2016
Anthony J ZilliLPL Financial LLCMML Investors Services, LLC12-16-2014
Anthony M. UrsettiLPL Financial LLCU.S. Bancorp Investments, Inc.02-04-2019
April Marie KeilLPL Financial LLCBMO Harris Financial Advisors, Inc.02-27-2013
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Showing 1 to 25 of 296 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.