Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial, LLC06-17-2019
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Greg Robert JanssenLPL Financial LLCCetera Advisor Networks LLC11-12-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
Paul J. GundersonLPL Financial LLCPrivate Client Services, LLC08-30-2018
Christopher Andrew McCamanLPL Financial LLCRaymond James Financial Services, Inc.08-22-2018
Ryan Phillip EgstadLPL Financial LLCSagePoint Financial, Inc.08-20-2018
Christine Ann SperryLPL Financial LLCCharles Schwab & Co., Inc.08-06-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Carol Jean SchumacherLPL Financial LLCSII Investments, Inc.02-14-2018
Blake Eugene DahlbyLPL Financial LLCSII Investments, Inc.02-14-2018
Jeffrey Gerard CollinsLPL Financial LLCSII Investments, Inc.02-14-2018
Shelly Lynn RynearsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Gary Orvin FossumLPL Financial LLCSII Investments, Inc.02-14-2018
Curtis John DowlingLPL Financial LLCSII Investments, Inc.02-14-2018
John Joseph HoppLPL Financial LLCSII Investments, Inc.02-14-2018
Keith Scott RingelbergLPL Financial LLCSII Investments, Inc.02-14-2018
Harry Paul DormanLPL Financial LLCSII Investments, Inc.02-14-2018
William David WeinerLPL Financial LLCSII Investments, Inc.02-14-2018
Gary Lee CutlerLPL Financial LLCSII Investments, Inc.02-14-2018
Charles Lyle Harbeck IILPL Financial LLCSII Investments, Inc.02-14-2018
Troy Alan NicolsLPL Financial LLCSII Investments, Inc.02-14-2018
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Showing 1 to 25 of 255 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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