Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
Kelly J FranceLPL Financial LLCU.S. Bancorp Investments, Inc.$15007-17-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
Frank Mathew BriskiLPL Financial LLCPackerland Brokerage Services, Inc.06-20-2019
Steven Duane DyeLPL Financial LLCWaddell & Reed06-18-2019
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial, LLC06-17-2019
Amy Jean KomisLPL Financial LLCCUSO Financial Services, L.P.06-06-2019
Kyle Anthony GeorgeLPL Financial LLCBMO Harris Financial Advisors, Inc.$15006-03-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed05-21-2019
Gregory Edward AlftLPL Financial LLCWaddell & Reed05-21-2019
Christine Marie AllarLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2505-14-2019
Chris Leigh ThelenLPL Financial LLCBMO Harris Financial Advisors, Inc.$5005-13-2019
Samuel A FlatenLPL Financial LLCGreat Valley Advisor Group, Inc.05-10-2019
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Bart Matthew LandsverkLPL Financial LLCThe Huntington Investment Company03-01-2019
Anthony M UrsettiLPL Financial LLCU.S. Bancorp Investments, Inc.02-04-2019
William Frank Bauerband JrLPL Financial LLCEdward Jones12-10-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
Lisa Ann McClymanLPL Financial LLCRaymond James Financial Services, Inc.$5012-07-2018
Peter Daniel WelshLPL Financial LLCRaymond James Financial Services, Inc.$2512-07-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.12-07-2018
Jennifer Anne KinzlerLPL Financial LLCRaymond James Financial Services, Inc.12-07-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Timothy Charles SchiefelbeinLPL Financial LLCSecurities America, Inc.11-26-2018
Greg Robert JanssenLPL Financial LLCCetera Advisor Networks LLC11-12-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.