Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Christopher Edward Marshall | LPL Financial LLC | Black Creek Capital Markets, LLC | — | 07-19-2019 |
| Susan Lee Stecker | LPL Financial LLC | Sorrento Pacific Financial, LLC | — | 06-17-2019 |
| Kyle Anthony George | LPL Financial LLC | BMO Harris Financial Advisors, Inc. | $150 | 06-03-2019 |
| Christine Marie Allar | LPL Financial LLC | Wells Fargo Advisors Financial Network, LLC | $25 | 05-14-2019 |
| Chris Leigh Thelen | LPL Financial LLC | BMO Harris Financial Advisors, Inc. | $50 | 05-13-2019 |
| John Kenneth Rosko | LPL Financial LLC | FSC Securities Corporation | $50 | 03-08-2019 |
| Andrew Ogden Gile | LPL Financial LLC | Edward Jones | — | 03-08-2019 |
| Stephanie Craig | LPL Financial LLC | PFS Investments Inc. | — | 01-07-2019 |
| William Frank Bauerband Jr. | LPL Financial LLC | Edward Jones | — | 12-10-2018 |
| Leslie Kenneth Gay | LPL Financial LLC | Raymond James Financial Services, Inc. | $100 | 12-07-2018 |
| Laura Ann Stanek | LPL Financial LLC | Raymond James Financial Services, Inc. | $37 | 12-07-2018 |
| Peter Daniel Welsh | LPL Financial LLC | Raymond James Financial Services, Inc. | $25 | 12-07-2018 |
| Jennifer Anne Kinzler | LPL Financial LLC | Raymond James Financial Services, Inc. | $10 | 12-07-2018 |
| Dale Andrew Kolar | LPL Financial LLC | Edward Jones | $60 | 11-30-2018 |
| Greg Robert Janssen | LPL Financial LLC | Cetera Advisor Networks LLC | — | 11-12-2018 |
| Dale Kolar | LPL Financial LLC | Edward Jones | $90 | 11-09-2018 |
| David John Henningfield | LPL Financial LLC | Cetera Advisor Networks LLC | $25 | 11-01-2018 |
| Jesse David Wagner | LPL Financial LLC | Cetera Advisor Networks LLC | — | 10-17-2018 |
| Paul J. Gunderson | LPL Financial LLC | Private Client Services, LLC | — | 08-30-2018 |
| James Asplin | LPL Financial LLC | Edward Jones | $180 | 08-25-2018 |
| James Dean Asplin | LPL Financial LLC | Edward Jones | $25 | 08-24-2018 |
| Christopher Andrew McCaman | LPL Financial LLC | Raymond James Financial Services, Inc. | — | 08-22-2018 |
| Adam John Swanda | LPL Financial LLC | SagePoint Financial, Inc. | $100 | 08-20-2018 |
| Ryan Phillip Egstad | LPL Financial LLC | SagePoint Financial, Inc. | — | 08-20-2018 |
| Christine Ann Sperry | LPL Financial LLC | Charles Schwab & Co., Inc. | — | 08-06-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
