Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
J.R. FrenzelLPL Financial LLCOppenheimer & Co. Inc.$22006-05-2019
John R FrenzelLPL Financial LLCOppenheimer & Co. Inc.$15006-05-2019
Thomas Lynn PetersonLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Colleen Renee KnightLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC11-27-2017
JASON BLAIR DAVISLPL Financial LLCRaymond James & Associates, Inc.12-12-2014
Robert Andrew Kopp Jr.LPL Financial LLCSecurities Service Network, LLC$2511-05-2013
Kirstin Noel ChmaraLPL Financial LLCRaymond James Financial Services, Inc.$10009-16-2013
Matthew Shane MartinLPL Financial LLCRaymond James Financial Services, Inc.$5009-16-2013
Michael Shane PattonLPL Financial LLCRaymond James Financial Services, Inc.$15009-16-2013
KEVIN W DAVISLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-28-2013
Jan Michael YabsLPL Financial LLCJ.P. Morgan Securities LLC12-14-2012
Richard Alan MarshallLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2012
Alyssa Nicole FeasterLPL Financial LLCCitizens Securities, Inc.08-09-2012
Gilbert Vincent ShepardLPL Financial LLCRaymond James Financial Services, Inc.05-03-2012
Joseph Lee LemineLPL Financial LLCInvestment Professionals, Inc.04-27-2012
Richard C MillerLPL Financial LLCEdward Jones03-08-2011
Steve Wesley HoseLPL Financial LLCM&T Securities, Inc.$112-06-2010
Jeffery Michael KeczanLPL Financial LLCBB&T Investment Services, Inc.12-01-2010
Russell Limerick KincaidLPL Financial LLCGunnAllen Financial, Inc04-09-2010
Kevin Keith WilsonLPL Financial LLCGunnAllen Financial, Inc03-25-2010
Michael James ReynoldsLPL Financial LLCGunnAllen Financial, Inc$2503-25-2010
William David KrofinaLPL Financial LLCGunnAllen Financial, Inc03-25-2010
Kenneth Shay FultzLPL Financial LLCMorgan Stanley & Co. LLC$10001-09-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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