Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carrie Elizabeth BowmanLPL Financial LLCCetera Advisor Networks LLC$5003-05-2020
Christopher Michael KasecampLPL Financial LLCCBIZ Investment Advisory Services, LLC03-10-2020
Christopher Todd MathewsLPL Financial LLCCBIZ Wealth Management, LLC12-03-2010
Colleen Renee KnightLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC11-27-2017
Dustin Joseph DefrancoLPL Financial LLCJ.P. Morgan Securities LLC$5004-08-2016
John R FrenzelLPL Financial LLCOppenheimer & Co. Inc.$15006-05-2019
Joseph William Omalley IvLPL Financial LLCMutual of Omaha Investor Services, Inc.10-16-2017
JR FrenzelLPL Financial LLCOppenheimer$22006-05-2019
Keith Andrew OBrienLPL Financial LLCRaymond James Financial Services, Inc.$10004-13-2020
Kenneth Shay FultzLPL Financial LLCMorgan Stanley & Co. LLC$10001-09-2009
Kirstin Noel ChmaraLPL Financial LLCRaymond James Financial Services, Inc.$10009-16-2013
Marc DeciccoLPL Financial LLCWells Fargo Clearing Services, LLC09-17-2020
Marc DeCicco Tad M WilsonLPL Financial LLCWells Fargo Clearing Services, LLC$22509-17-2020
Matthew Shane MartinLPL Financial LLCRaymond James Financial Services, Inc.$5009-16-2013
Michael James ReynoldsLPL Financial LLCGunnAllen Financial, Inc03-25-2010
Michael Shane PattonLPL Financial LLCRaymond James Financial Services, Inc.$15009-16-2013
Paul Anthony BarnetteLPL Financial LLCWells Fargo Clearing Services, LLC$2508-17-2020
Robert Paul HoskinLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC05-23-2018
Russell Limerick KincaidLPL Financial LLCGunnAllen Financial, Inc04-09-2010
Steve Wesley HoseLPL Financial LLCM&T Securities, Inc.12-06-2010
Susan Tanner CummingsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-07-2010
Tad Matthew WilsonLPL Financial LLCWells Fargo Clearing Services, LLC$1,00009-17-2020
Vicki Leann KinerLPL Financial LLCOppenheimer & Co. Inc.06-07-2019
William CoatesLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2020
William David KrofinaLPL Financial LLCGunnAllen Financial, Inc03-25-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.