Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Doran Calvin JamesLPL Financial LLCMorgan Stanley$50011-11-2011
Michael Robert MajhanovichLPL Financial LLCMorgan Stanley$50011-11-2011
Evan Kermit WagnerLPL Financial LLCMorgan Stanley$25011-14-2011
Adam Neal TetenLPL Financial LLCEdward Jones$10012-16-2011
Kris Anthony ThorvaldsonLPL Financial LLCEdward Jones$10001-20-2012
Mark Jerrod GilbertsonLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-04-2016
Shawn Michael PorterLPL Financial LLCCetera Investment Services LLC$10011-29-2016
Kyle David GeffreLPL Financial LLCCetera Investment Services LLC$60011-29-2016
J Dennis HeizerLPL Financial LLCCetera Investment Advisers LLC11-29-2016
Robert Lee Jacob Leibrich Jr.LPL Financial LLCCetera Investment Services LLC11-29-2016
Linda Wambeke ThompsonLPL Financial LLCCetera Investment Services LLC11-29-2016
Daniel Lee ShervinLPL Financial LLCCetera Investment Services LLC11-29-2016
Daniel Warren HancockLPL Financial LLCCetera Investment Services LLC11-29-2016
Sharon Marie OsborneLPL Financial LLCTransamerica Financial Advisors, Inc04-04-2017
Brian Kevin JonesLPL Financial LLCRaymond James Financial Services, Inc.07-17-2017
Martha Louise SeippLPL Financial LLCSignator Investors, Inc.$10007-19-2017
Megan Ashley SmithLPL Financial LLCCUSO Financial Services, L.P.12-08-2017
Anna Christine BaileyLPL Financial LLCStifel, Nicolaus & Company, Incorporated$25003-15-2018
Wendy Wright RisseLPL Financial LLCAmeriprise Financial Services, Inc.04-06-2018
Lucas McNeelyLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-10-2018
Kristin Shaun WilkersonLPL Financial LLCMorgan Stanley$50006-14-2019
Heidi Christine EcklandLPL Financial LLCEdward Jones11-04-2019
Margaret Pearl RandallLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-06-2019
Jodi Marie RuddLPL Financial LLCVicus Capital, Inc.11-22-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.