Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Agnes HancockLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
James Phillip RienietsLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Brian Kevin JonesLPL Financial LLCRaymond James Financial Services, Inc.07-17-2017
Robert Lee Jacob Leibrich Jr.LPL Financial LLCCetera Investment Services LLC11-29-2016
Shawn Michael PorterLPL Financial LLCCetera Investment Services LLC11-29-2016
Linda Wambeke ThompsonLPL Financial LLCCetera Investment Services LLC11-29-2016
Mark Jerrod GilbertsonLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-04-2016
Adam Neal TetenLPL Financial LLCEdward Jones12-16-2011
Kelli Sue PhiferLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Kris Anthony ThorvaldsonLPL Financial LLCEdward Jones$1001-20-2012
Jeffrey Allan EckertLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Colin Robb PeldoLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Kevin Michael BettingerLPL Financial LLCInvestment Centers of America, Inc.$2511-29-2017
Nita Renee RienietsLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Kyle Russell LintonLPL Financial LLCInvestment Centers of America, Inc.$5011-29-2017
Doran Calvin JamesLPL Financial LLCMorgan Stanley$5011-11-2011
Michael Robert MajhanovichLPL Financial LLCMorgan Stanley$5011-11-2011
Rodney SchurgLPL Financial LLCEdward Jones$14007-15-2016
Timothy Mahieu, Sara SchauermannLPL Financial LLCWells Fargo Advisors$15703-13-2017

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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