Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.06-14-2019
Robert Eugene NicholsLPL Financial LLCRaymond James Financial Services, Inc.$5006-14-2019
Trey Landel WilkersonLPL Financial LLCHilltop Securities Independent Network Inc.$10006-14-2019
Michael James McMahonLPL Financial LLCCUNA Brokerage Services, Inc.$15006-14-2019
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
David S SchultesLPL Financial LLCBMO Harris Financial Advisors, Inc.06-14-2019
Kristin Shaun WilkersonLPL Financial LLCMorgan Stanley$5006-14-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Mark Joseph WhiteLPL Financial LLCAmeriprise Financial Services, LLC$5006-13-2019
Michael TavernerLPL Financial LLCAmeriprise Financial Services, LLC06-13-2019
Michael Adam ClearyLPL Financial LLCEdward Jones06-13-2019
Patrick ODonnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
John Greer JrLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-11-2019
Daniel Lloyd VanskiverLPL Financial LLCValMark Securities, Inc.06-10-2019
David Garnett WillisLPL Financial LLCValMark Securities, Inc.06-10-2019
Zachary John HollyLPL Financial LLCFinancial Engines Advisors L.L.C.06-08-2019
Vicki Leann KinerLPL Financial LLCOppenheimer & Co. Inc.06-07-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, LLC$10006-07-2019
Bruce O Dye JrLPL Financial LLCWells Fargo Clearing Services, LLC$1106-07-2019
Todd Nathan HowardLPL Financial LLCCambridge Investment Research, Inc.$1706-07-2019
Sean A ScotneyLPL Financial LLCEdward Jones06-07-2019
Stephen T ReisingLPL Financial LLCWaddell & Reed06-07-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.