Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Allen HorsmanLPL Financial LLCH. Beck, Inc.$1006-14-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Russell Paul KarpfLPL Financial LLCAmeriprise Financial Services, Inc.$2506-13-2019
John Greer Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC$10006-11-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, Inc.$10006-07-2019
Chintan Hariprakash ShuklaLPL Financial LLCRaymond James Financial Services, Inc.$106-06-2019
J.R. FrenzelLPL Financial LLCOppenheimer & Co. Inc.$22006-05-2019
Daniel R. CastorianoLPL Financial LLCEdward Jones06-05-2019
Shane Mitchell RobinsonLPL Financial LLCLifeMark Securities Corp.$106-05-2019
John R FrenzelLPL Financial LLCOppenheimer & Co. Inc.$15006-05-2019
Michael James KickhamLPL Financial LLCFSC Securities Corporation$5006-04-2019
Patrick Foy, Chris WillisLPL Financial LLCRaymond James Financial Services, Inc.$12506-03-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed$106-03-2019
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
Keith Thomas ForrestLPL Financial LLCAmeriprise Advisor Services, Inc.$5006-03-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Eric Robert ListickLPL Financial LLCRaymond James Financial Services Advisors, Inc$2505-31-2019
James Michael DavidsLPL Financial LLCSecurities America Advisors, Inc.05-31-2019
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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