Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Louise M SchwehrLPL Financial LLCForesters Financial Services, Inc.05-16-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Charles HartLPL Financial LLCAmeriprise Financial Services, Inc. Services$12505-17-2019
Charles Ray HartLPL Financial LLCAmeriprise Financial Services, Inc.$15005-17-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Brandon T. WannLPL Financial LLCPresidential Brokerage, Inc.$5005-17-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
John A SuarezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Christopher Lee JonesLPL Financial LLCCetera Advisors LLC$5005-21-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
Eric NeuwirthLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5005-23-2019
Herbert Green Straughter Jr.LPL Financial LLCAXA Advisors, LLC05-23-2019
Michael David CanavanLPL Financial LLCWaddell & Reed05-23-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Kenneth Norman YoungLPL Financial LLCIndependent Financial Partners$2505-28-2019
Timothy Francis Grable Jr.LPL Financial LLCPark Avenue Securities LLC$5005-29-2019
Sean Luigi CoviLPL Financial LLCTrilogy Capital, Inc.$2505-29-2019
Ryan Matthew DresslerLPL Financial LLCHD Vest Investment Services05-29-2019
Kenneth B. ButlerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2019
Laurie Ann WezenskyLPL Financial LLCWedbush Securities Inc.$5005-30-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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