Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Joseph KennedyLPL Financial LLCSummit Brokerage Services, Inc.$2505-16-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.05-16-2019
Michael Kennedy CarberryLPL Financial LLCOppenheimer & Co. Inc.$15005-16-2019
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Gregory Joseph GussioLPL Financial LLCThe Fig Group, LLC05-16-2019
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
James A BoyleLPL Financial LLCMML Investors Services, LLC05-17-2019
James Lawrence YostLPL Financial LLCHornor, Townsend & Kent, LLC$5005-20-2019
Richard Joseph CooneyLPL Financial LLCLincoln Financial Advisors Corporation$5005-20-2019
Melissa Dawn LevesqueLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
John A SuarezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Jason K. DavisLPL Financial LLCUnionBanc Investment Services, LLC05-20-2019
Brett Douglas Van SlotenLPL Financial LLCEdward Jones05-20-2019
Dorothy Light BundyLPL Financial LLCWells Fargo Clearing Services, LLC05-21-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Christopher Lee JonesLPL Financial LLCCetera Advisors LLC$5005-21-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Caleb A. TuckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Gregory Edward AlftLPL Financial LLCWaddell & Reed05-21-2019
Kelly Ray MooreLPL Financial LLCMorgan Stanley05-22-2019
Eric NeuwirthLPL Financial LLCStifel, Nicolaus & Company, Incorporated$5005-23-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
Herbert Green Straughter Jr.LPL Financial LLCAXA Advisors, LLC05-23-2019
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.