Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Amy Lynn WrightLPL Financial LLCAvantax Advisory Services09-11-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
Anthony Edward SlezakLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Anthony NardiLPL Financial LLCJ.P. Morgan Securities LLC09-16-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.07-22-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Blake Leland HansenLPL Financial LLCMML Investors Services, LLC06-27-2019
Bradley J. JarabekLPL Financial LLCMWA Financial Services Inc.08-26-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Brian GernantLPL Financial LLCWells Fargo Advisors$12507-25-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC$5007-03-2019
Bryan Michael DeinLPL Financial LLCUBS Financial Services Inc.$5007-02-2019
Bryan R. LawrenceLPL Financial LLCAmeriprise Financial Services, Inc.$15008-29-2019
Cary L Hall Jr.LPL Financial LLCUBS Financial Services Inc.07-19-2019
Casey Craig , David Vang, PJ Horan, Michael Glassman, Allen Haney, Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Chad Alexander RolandLPL Financial LLCRaymond James Financial Services, Inc.$10006-28-2019
Next Page »

Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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