Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
Gregory Nicholas FrankosLPL Financial LLCInvestacorp Advisory Services Inc09-18-2019
Anthony NardiLPL Financial LLCJ.P. Morgan Securities LLC09-16-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Amy Lynn WrightLPL Financial LLCAvantax Advisory Services09-11-2019
Steven Brett AlexsonLPL Financial LLCEmerson Equity LLC09-10-2019
Matthew J PerchalskiLPL Financial LLCSantander Securities LLC09-09-2019
Roseanne SmithLPL Financial LLCTD Private Client Wealth LLC09-09-2019
Christopher Peter LarkinLPL Financial LLCNationwide Securities, LLC09-06-2019
Terry Lee HooverLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-05-2019
Justin PurvisLPL Financial LLCADP Broker-Dealer, Inc.09-04-2019
Jason Paul HomecLPL Financial LLC5th Global Advisors Inc09-03-2019
Katherine Margaret SchafferLPL Financial LLC3rd Global Advisors Inc09-03-2019
Philip Joseph EricksonLPL Financial LLC4th Global Advisors Inc09-03-2019
Scott Parker InabnetLPL Financial LLC1st Global Capital Corp.09-03-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Lauren Brian HouselLPL Financial LLCAmeriprise Financial Services, Inc.08-29-2019
Raphael Alberto AnayaLPL Financial LLCJ.P. Morgan Securities LLC08-29-2019
Ann Kay SlechtaLPL Financial LLCPrincipal Securities, Inc.08-29-2019
John Wilford Briscoe IILPL Financial LLCSmith, Moore & Co.08-29-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Jeff Landon LightfootLPL Financial LLCRaymond James Financial Services Advisors, Inc08-28-2019
Anthony Edward SlezakLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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