Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy C BurkhartLPL Financial LLCWells Fargo Clearing Services, LLC09-16-2019
Irene A GrendelLPL Financial LLCWells Fargo Clearing Services, LLC09-06-2019
Peter Carl MunsonLPL Financial LLCWells Fargo Clearing Services, LLC08-26-2019
William Anthony Rossitto JrLPL Financial LLCWells Fargo Clearing Services, LLC$5008-14-2019
Matthew D TollettLPL Financial LLCWells Fargo Clearing Services, LLC$5008-13-2019
William Robert Wiggins IiLPL Financial LLCWells Fargo Clearing Services, LLC$2508-02-2019
Brooks Andrew HastingsLPL Financial LLCWells Fargo Clearing Services, LLC08-01-2019
Brian GernantLPL Financial LLCWells Fargo Clearing Services, LLC$12507-25-2019
Stuart Adam CohenLPL Financial LLCWells Fargo Clearing Services, LLC07-25-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Tiffani Lynn HamiltonLPL Financial LLCWells Fargo Clearing Services, LLC07-16-2019
Jacob Bradley JordisonLPL Financial LLCWells Fargo Clearing Services, LLC07-12-2019
Jo Ann PateLPL Financial LLCWells Fargo Clearing Services, LLC$5007-08-2019
John Kevin OsborneLPL Financial LLCWells Fargo Clearing Services, LLC$2507-08-2019
Brian Joseph CunninghamLPL Financial LLCWells Fargo Clearing Services, LLC07-03-2019
Nathan Peter GraffLPL Financial LLCWells Fargo Clearing Services, LLC07-01-2019
Michael Louis DarbyLPL Financial LLCWells Fargo Clearing Services, LLC$5006-28-2019
Robert Vernon Riley JrLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-28-2019
Christen Riley MitchellLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Jacob Daniel WilsonLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Robert Philip RileyLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
Daniel Ray Creps JrLPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
John Joseph Biondo JrLPL Financial LLCWells Fargo Clearing Services, LLC$48506-20-2019
Stephen Anthony TulliLPL Financial LLCWells Fargo Clearing Services, LLC$2506-20-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.