Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.$2507-22-2019
Peter V TrulliLPL Financial LLCMorgan Stanley07-22-2019
Timothy Herbert HoffmanLPL Financial LLCRaymond James Financial Services, Inc.$8807-22-2019
Cary L Hall JrLPL Financial LLCUBS Financial Services Inc.$16007-19-2019
Cary L Hall JrLPL Financial LLCUBS Financial Services Inc.$5007-19-2019
John Roland Taylor JrLPL Financial LLCRoyal Alliance Associates, Inc.07-19-2019
Christopher Edward MarshallLPL Financial LLCBlack Creek Capital Markets, LLC07-19-2019
David Blane BrantleyLPL Financial LLCCambridge Investment Research, Inc.$1607-18-2019
Vladislav Michael RomanovLPL Financial LLCWells Fargo Clearing Services, LLC07-18-2019
Kathleen Ann KeeganLPL Financial LLCCetera Advisor Networks LLC$10007-17-2019
Linda Susan KazyakLPL Financial LLCCambridge Investment Research, Inc.07-17-2019
David Alan VangLPL Financial LLCMML Investors Services, LLC07-17-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Marc Andrew SteinLPL Financial LLCCetera Advisor Networks LLC$5007-17-2019
Kelly J FranceLPL Financial LLCU.S. Bancorp Investments, Inc.$15007-17-2019
Daniel David LottsLPL Financial LLCU.S. Bancorp Investments, Inc.07-17-2019
John Patrick BoldenLPL Financial LLCFarmers Financial Solutions, LLC07-16-2019
Casey Douglas CraigLPL Financial LLCMML Investors Services, LLC$5407-16-2019
Garry Dale WeissLPL Financial LLCCetera Financial Specialists LLC07-16-2019
Michael J GlassmanLPL Financial LLCMML Investors Services, LLC$1307-16-2019
Tiffani Lynn HamiltonLPL Financial LLCWells Fargo Clearing Services, LLC07-16-2019
Mariah Kate LightfootLPL Financial LLCMML Investors Services, LLC07-16-2019
Casey Craig David Vang PJ Horan Michael Glassman Allen Haney Mariah LightfootLPL Financial LLCMML Investors Services, LLC$24507-15-2019
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.$2507-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.