Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services Advisors, Inc$2508-22-2019
Cynthia S. ThompsonLPL Financial LLCRaymond James Financial Services Advisors, Inc$2508-22-2019
Mark Stephen HansonLPL Financial LLCSA Stone Wealth Management Inc.08-21-2019
Mark Stephen HansonLPL Financial LLCSA Stone Wealth Management Inc.08-21-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-16-2019
Steven Mark DaltonLPL Financial LLCSecurities America, Inc.$10008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Michael Neil WallanderLPL Financial LLCMML Investors Services, LLC08-16-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Gary David SudolLPL Financial LLCAmeriprise Financial Services, Inc.$25008-15-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
Scott Wesley McKayLPL Financial LLCSecurities America, Inc.$2508-15-2019
Anthony J. PoeLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-15-2019
Timothy James HarlowLPL Financial LLCTH Financial$2508-14-2019
Stephen A. RogersLPL Financial LLCVoya Financial Advisors, Inc.$5008-14-2019
Marcin UrbanowiczLPL Financial LLCCadaret, Grant & Co., Inc.$5008-13-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services08-12-2019
Michael Allen TravisLPL Financial LLCUnited Planners' Financial Services of America A Limited Partner$2508-12-2019
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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