Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edwin Keith RichardsonLPL Financial LLCAvantax Advisory Services11-19-2019
Harry Robert BayardLPL Financial LLCCetera Advisor Networks LLC11-19-2019
Patrick C GibbonsLPL Financial LLCNorthwestern Mutual Investment Services, LLC$5011-19-2019
Paul Joseph HaireLPL Financial LLCAvantax Advisory Services$2511-18-2019
Emily Kathleen BiehlerLPL Financial LLCCommonwealth Financial Network11-18-2019
Nicholas Martin RoseLPL Financial LLCCommonwealth Financial Network11-18-2019
Gary Lee MandellLPL Financial LLCFSC Securities Corporation$5011-18-2019
Benjamin Adam WhitacreLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Kevin M GattieLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-18-2019
Keith Alan VanhoyLPL Financial LLCAvantax Investment Services, Inc.11-14-2019
Kathleen A. NemetzLPL Financial LLCMcClurg Capital Corporation$1011-14-2019
Scott Reynolds NickersonLPL Financial LLCRaymond James Financial Services Advisors, Inc$1,00011-14-2019
Bradley Scott DoyLPL Financial LLCValMark Securities, Inc.$5011-14-2019
James Robert Vande LogtLPL Financial LLCValMark Securities, Inc.11-14-2019
Blake Henry, Laurel Jackson CallawayLPL Financial LLC Raymond James & Associates, Inc.$10011-13-2019
Blake Hayden HenryLPL Financial LLCRaymond James Financial Services, Inc.$15011-13-2019
Angelo C. TheodorouLPL Financial LLCEdward Jones$2511-12-2019
Thomas Quinn EllisLPL Financial LLCSecurities America Advisors, Inc.11-11-2019
Patrick Paul AstreLPL Financial LLCSagePoint Financial, Inc.$15011-11-2019
Jeffrey Norwood HallLPL Financial LLCGoldk Investment Services, Inc11-08-2019
Christopher DanzerLPL Financial LLCAmeriprise Financial Services, Inc.$10011-08-2019
Matthew Shane LuskLPL Financial LLCUBS Financial Services Inc.$2511-08-2019
Saurabh SharmaLPL Financial LLCEdward Jones11-06-2019
Christopher James HamiltonLPL Financial LLCMML Investors Services, LLC11-06-2019
Daniel Michael WaddickLPL Financial LLCB. Riley Wealth Management$2511-06-2019
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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