Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Robert KlenskeLPL Financial LLCSagePoint Financial, Inc.$5012-11-2019
Donald John HutchisonLPL Financial LLCCetera Advisor Networks LLC$2512-11-2019
Brent Allen HarpsterLPL Financial LLCGoldenrod Financial LLC12-11-2019
Julian P. BourgeoisLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-11-2019
Jack Jeffrey HallLPL Financial LLCWaddell & Reed12-10-2019
Keng Kok TaingLPL Financial LLCHilltop Securities Independent Network Inc.$5012-10-2019
Ronald Albert BealLPL Financial LLCHSBC Securities (USA) Inc.12-10-2019
Michael William WentzelLPL Financial LLCVanguard Marketing Corporation12-10-2019
Earl Arthur Clairmont Jr.LPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
Richard C CapassoLPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
Stanley Dwight ReynoldsLPL Financial LLCSagePoint Financial, Inc.$5012-09-2019
Paul Stanley MeyersLPL Financial LLCWoodbury Financial Services, Inc.$5012-09-2019
Kenneth Wesley ShellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Michael Jon NagelvoortLPL Financial LLCRoyal Alliance Associates, Inc.12-09-2019
Charles WilenskyLPL Financial LLCRoyal Alliance Associates, Inc.$5012-09-2019
Jeffrey Dean PartridgeLPL Financial LLCSecurities America, Inc.$5012-09-2019
Wesley Tyrone BurnsLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Antoine Emmette ToussaintLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Joleen R. PowellLPL Financial LLCNorthwestern Mutual Investment Services, LLC12-09-2019
Brady Michael BrunsvoldLPL Financial LLCWoodbury Financial Services, Inc.12-09-2019
Tyler Joseph PalmiscnoLPL Financial LLCSagePoint Financial, Inc.12-06-2019
Frank Francisco Acosta Jr.LPL Financial LLCSigma Financial Corporation$5012-06-2019
Anthony Joseph PalmiscnoLPL Financial LLCSagePoint Financial, Inc.12-06-2019
Harrison TillLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00012-06-2019
Nicholas Mannuel DesousaLPL Financial LLCMJP Wealth Advisors12-05-2019
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Showing 1 to 25 of 143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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