Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Keim, Vince Little, Brian OswaldLPL Financial LLC LLCRaymond James$30007-28-2016
Dan Foran, John Foran, Jessica Foran, Brian M. Sweatt, Mark Z. WaltersLPL Financial LLC LLCRaymond James$20010-31-2014
Ed Lancaster, Mike Lancaster, Dave LancasterLPL Financial LLC LLCRaymond James$16610-21-2015
Edward A. Metz, Zamira A. Sanchez, Janet SbroccoLPL Financial LLC LLCRaymond James$15001-09-2015
John Sedberry, Zachary JonesLPL Financial LLC LLCRaymond James$9301-15-2015
Joseph Greenberg, Robert Nichols, Paul Wintermantel, David Jones, Eric Morgan, Ted McLellan, Jason Romero, Timothy Clemens, Mitchel Layton, Joshua Zahn, Joseph HurabLPL Financial LLC LLCRaymond James$63802-21-2019
Lynn Davis, Russell Baker, Chelsea Magby, Karen Martin, Rick PattersonLPL Financial LLC LLCRaymond James12-18-2014
Matt Lawson, William F. WinchesterLPL Financial LLC LLCRaymond James$15006-29-2012
Patrick Buchanan, Dominic Nori, Adam GoldsteinLPL Financial LLC LLCRaymond James$31009-03-2013
Paul Fischer, Larry NordmannLPL Financial LLC LLCRaymond James$11512-28-2016
Phil EggersLPL Financial LLC LLCRaymond James$15005-29-2015
Robert J. Ellis, Christopher L. Van Son, Joe Starinsky, Jr. and Julie BarrLPL Financial LLC LLCRaymond James$17010-15-2018
Tammy Mogilski, Brian BedfordLPL Financial LLC LLCRaymond James$28510-15-2018
Terry Wiles, Ryan SmithLPL Financial LLC LLCRaymond James$14610-31-2013
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoLPL Financial LLC LLCRaymond James$23011-15-2012

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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