Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Albert Panquerne IIILevel Four Advisory ServicesCFG Advisors LLC01-09-2018
BRENTSON SANFORD BOWLINLevel Four Advisory ServicesJ.P. Morgan Securities LLC07-03-2017
Alden Gerard HagardornLevel Four Advisory ServicesAmeriprise Financial Services, Inc.11-15-2016
JEAN PAUL LAGARDELevel Four Advisory ServicesLindus Advisors, Inc.10-30-2015
KENNETH JEROME LEMOINELevel Four Advisory ServicesSignator Investors, Inc.07-09-2015
ROBERT VALLIANT BROWNLevel Four Advisory ServicesJ.P. Morgan Securities LLC06-17-2015
TIMOTHY KENT AUBINLevel Four Advisory ServicesJ.P. Morgan Securities LLC06-17-2015
Benjamin M CaplanLevel Four Advisory ServicesJ.P. Morgan Securities LLC04-14-2015
P DAVID SOLIMANLevel Four Advisory ServicesJ.P. Morgan Securities LLC03-12-2015
WILLIAM TYSON VANLANDINGHAMLevel Four Advisory ServicesJ.P. Morgan Securities LLC03-12-2015
Chad James CastrinosLevel Four Advisory ServicesPruco Securities, LLC.04-30-2014
James Michael CastrinosLevel Four Advisory ServicesPruco Securities, LLC.04-28-2014

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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