Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Louise SpainLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$10001-05-2009
Brady Jake FullerLincoln Financial Advisors CorporationParkland Securities, LLC$10001-14-2009
Michael Arthur McLaughlinLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10001-26-2009
James Bernard CowanLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10002-05-2009
Dorothy Ann AllenLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Richard John Pinola Jr.Lincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25003-02-2009
Robert E. Quittner Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC$10003-09-2009
William Frank MatzingerLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
R. Jason Jason HorwitzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2009
Alfred Franklin AppleLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10004-14-2009
Celia Metrailer LauveLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.$25004-27-2009
Colin Henry HohmanLincoln Financial Advisors CorporationRBC Capital Markets, LLC$25004-29-2009
William Francis GarbarinoLincoln Financial Advisors CorporationRaymond James Financial Services Advisors, Inc$65005-01-2009
Richard Eugene Griffin Jr.Lincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2009
Dylan Vincent ShepherdLincoln Financial Advisors CorporationCitigroup Global Markets Inc.$25005-29-2009
Joseph O. ReimelsLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC05-29-2009
Richard Scott RosenbergLincoln Financial Advisors CorporationCetera Financial Specialists LLC$25006-03-2009
Cortney James AlbaneseLincoln Financial Advisors CorporationBrokers International Financial Services, LLC.06-03-2009
Kelby Warren EdwardsLincoln Financial Advisors CorporationPark Avenue Securities LLC$25006-23-2009
James Louis Duchene Jr.Lincoln Financial Advisors CorporationNYLIFE Securities LLC$10007-01-2009
Ernest Royal Massenberg IIILincoln Financial Advisors CorporationAXA Advisors, LLC$25007-22-2009
Stanette Hayes RobinsonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10008-25-2009
Chad Michael AlevrasLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-28-2009
Guy Franklin Alford IIILincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25008-31-2009
Crystal Marie KretschmerLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC08-31-2009
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Showing 1 to 25 of 519 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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