Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frank MatzingerLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-13-2009
Slater Robert OttenritterLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2018
Sean Eric MccomberLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Roy A. SchoenfeldLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-13-2019
Richard Eugene Griffin Jr.Lincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2009
Nicholas James ValerinoLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Marisa Ofaolain JoelsonLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Loren Sinclair PetersLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-15-2017
Kathleen Michelle CunninghamLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$50008-31-2016
JOHN PETER ROUTHIERLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-05-2017
James William Tucker IVLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Garrick Allen PetersLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
Denny Charles BilikasLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-15-2017
Chrystal L WoollettLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2015
Christopher Robert CahillLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$75004-05-2013
Benjamin Warren EmoryLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated02-25-2019
Aleksandr RoytmanLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.