Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Louis Duchene Jr.Lincoln Financial Advisors CorporationNYLIFE Securities LLC$10007-01-2009
Thomas Michael FischerLincoln Financial Advisors CorporationNYLIFE Securities LLC10-14-2009
Thomas Charles EhmannLincoln Financial Advisors CorporationEdward Jones$10012-03-2009
Cole J. StonemanLincoln Financial Advisors CorporationAXA Advisors, LLC$10011-27-2013
Ryan Scott KiddLincoln Financial Advisors CorporationAXA Advisors, LLC$25005-01-2014
Aaron Cosmo MontezLincoln Financial Advisors CorporationAXA Advisors, LLC$50005-01-2014
Ryan Christopher RayburnLincoln Financial Advisors CorporationAXA Advisors, LLC$25005-08-2014
Andrew D. TuellLincoln Financial Advisors CorporationAXA Advisors, LLC$10011-11-2014
Donald Joseph Magdon Jr.Lincoln Financial Advisors CorporationPrincipal Securities, Inc.04-13-2015
David Scott FranksLincoln Financial Advisors CorporationFirst Command Financial Planning, Inc.08-07-2015
Marcus LuckenederLincoln Financial Advisors CorporationAXA Advisors, LLC11-02-2015
Aaron StanleyLincoln Financial Advisors CorporationAXA Advisors, LLC$50001-04-2016
Sean GuillLincoln Financial Advisors CorporationAXA Advisors, LLC09-08-2016
Harold Walter HarrisonLincoln Financial Advisors CorporationUBS Financial Services Inc.09-12-2016
Jo-Ann Marie HumphreyLincoln Financial Advisors CorporationSA Stone Wealth Management Inc.10-08-2016
Lawrence SanfilippoLincoln Financial Advisors CorporationAXA Advisors, LLC03-01-2017
Kyle James CharlesLincoln Financial Advisors CorporationAXA Advisors, LLC03-21-2017
John Allen StonerLincoln Financial Advisors CorporationWaddell & Reed$10005-22-2018
Eugene A. ZillioxLincoln Financial Advisors CorporationMML Investors Services, LLC12-04-2018
Edward JanulisLincoln Financial Advisors CorporationWaddell & Reed$10003-25-2019
Timothy Gerard SalemLincoln Financial Advisors CorporationWaddell & Reed$10003-26-2019
Eva ObregonLincoln Financial Advisors CorporationWaddell & Reed$10003-26-2019
Andrew David PeronaLincoln Financial Advisors CorporationWaddell & Reed$23403-26-2019
Charles William McGrath Jr.Lincoln Financial Advisors CorporationAvantax Investment Services, Inc.$1401-06-2020

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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