Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Dallas McKinnonLincoln Financial Advisors CorporationLPL Financial LLC$25010-16-2009
David Michael WasleyLincoln Financial Advisors CorporationRaymond James Financial Services, Inc.10-21-2009
Antonio DominguezLincoln Financial Advisors CorporationRBC Capital Markets, LLC$10011-17-2009
Milan Joseph TorresLincoln Financial Advisors CorporationQA3 Financial Corp.11-18-2010
Joseph Rathborne Schurman Jr.Lincoln Financial Advisors CorporationMorgan Stanley$25004-12-2011
Nathan Robert TruaxLincoln Financial Advisors CorporationQuestar Capital Corporation$10005-26-2011
Jeffrey William GustafsonLincoln Financial Advisors CorporationLPL Financial LLC$10007-25-2011
Mimi HodacLincoln Financial Advisors CorporationPrudential Investment Management Services LLC$25009-08-2011
Scott Alan GoldsteinLincoln Financial Advisors CorporationWorld Equity Group, Inc.$10010-25-2011
William Cole FortnerLincoln Financial Advisors CorporationMetLife Investors Distribution Company06-03-2013
Dana Margaret VegaLincoln Financial Advisors CorporationLPL Financial LLC07-16-2013
Keir Doron TilfordLincoln Financial Advisors CorporationPrudential Investment Management Services LLC$10004-14-2014
Kerri Lynn SelfLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC04-16-2014
Kevin Charles SpaffordLincoln Financial Advisors CorporationLegacy By Design08-13-2014
Terry MatzkinLincoln Financial Advisors CorporationMetLife Securities Inc.01-05-2015
Jeffrey Allen RehlingLincoln Financial Advisors CorporationMorgan Stanley02-09-2015
Thomas Walter Field IIILincoln Financial Advisors CorporationWaddell & Reed04-20-2015
Brian Ashley MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-01-2015
Joseph YangLincoln Financial Advisors CorporationLPL Financial LLC07-15-2015
Cortland Luster GolightlyLincoln Financial Advisors CorporationMorgan Stanley07-16-2015
Alma Catalina SternLincoln Financial Advisors CorporationSignator Investors, Inc.$10008-28-2015
Krystian Leonard CiepluchaLincoln Financial Advisors CorporationQuestar Capital Corporation09-08-2015
Daniel Joshua LeoLincoln Financial Advisors CorporationFinancial Counseling Resources LLC11-20-2015
Jason Michael BelajackLincoln Financial Advisors CorporationMark Stewart Securities, Inc.12-23-2015
Paul John CrawfordLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$10001-28-2016
Next Page »

Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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