Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Scott RosenbergLincoln Financial Advisors CorporationCetera Financial Specialists LLC06-03-2009
Adam Scott GellisLincoln Financial Advisors CorporationLPL Financial LLC03-19-2013
Michael Shawn RankinLincoln Financial Advisors CorporationAmeritas Investment Company, LLC05-17-2013
Major David MarksLincoln Financial Advisors CorporationNew England Securities04-04-2014
Charles William Brown Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC01-20-2015
Deborah Wells TuckerLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation01-27-2015
Marc Lawrence D'EliaLincoln Financial Advisors CorporationQuestar Capital Corporation10-20-2015
Paul Wolfson CarmanLincoln Financial Advisors CorporationProvenance Wealth Advisors06-02-2016
Doris Acanda ObregonLincoln Financial Advisors CorporationMML Investors Services, LLC07-05-2016
Albert Glenn McNortonLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$10012-01-2016
Jeffrey Louis MarchittoLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$2512-07-2016
Richard Scott KarpLincoln Financial Advisors CorporationMoors & Cabot, Inc.12-19-2016
Ernst Mahler IIILincoln Financial Advisors CorporationIndependent Portfolio Consultants, Inc.05-23-2017
Charlene Linda BurnhamLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.07-24-2017
Dylan P. McLeanLincoln Financial Advisors CorporationCetera Advisor Networks LLC02-20-2018
Michael Joseph McNultyLincoln Financial Advisors CorporationRaymond James & Associates, Inc.$2505-25-2018
Andrea Beth SheikhLincoln Financial Advisors CorporationNYLIFE Securities LLC06-21-2018
James Edward MartinLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC$2512-27-2018
Bruce Tower SchillingLincoln Financial Advisors CorporationPurshe Kaplan Sterling Investments$5008-07-2019
Edward Theodore KemmLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$1,00003-27-2020

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.