Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Zachary Ryan BechtoldLincoln Financial Advisors CorporationAXA Advisors, LLC04-26-2018
Matthew AversaLincoln Financial Advisors CorporationAXA Advisors, LLC04-10-2018
Summer Gail ParsonsLincoln Financial Advisors CorporationCapitol Securities Management, Inc.08-25-2015
James C. Metzbower Jr.Lincoln Financial Advisors CorporationFounders Financial Securities LLC04-18-2016
Paul E. PomparLincoln Financial Advisors CorporationH. Beck, Inc.$10011-15-2017
Stuart F. GrayLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10004-07-2017
Kathie Herbst OkunLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$17004-07-2017
Ian David WeisserLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$73004-03-2017
Armando Joseph DiferdinandoLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25008-16-2013
Guy Franklin Alford IIILincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25008-31-2009
Michael Chase SheltonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-31-2009
Stanette Hayes RobinsonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10008-25-2009
Georgeanne Graydon AistLincoln Financial Advisors CorporationInfinex Investments, Inc.11-02-2015
Edward A BirdLincoln Financial Advisors CorporationM&T Securities, Inc.06-14-2018
Richard Ellis Craft Jr.Lincoln Financial Advisors CorporationM&T Securities, Inc.05-09-2014
Nicholas James ValerinoLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Slater Robert OttenritterLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2018
Sean Eric MccomberLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Aleksandr RoytmanLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
Christopher Robert CahillLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$75004-05-2013
Patrick Michael DunnLincoln Financial Advisors CorporationNew England Securities11-03-2014
William Bradshaw MinturnLincoln Financial Advisors CorporationNew England Securities$50008-16-2013
Reed Anthony SalonyLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC10-15-2015
Kimberly Lindsay BleckLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC$10001-08-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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