Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas James ValerinoLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
John A. Henderson IIILincoln Financial Advisors CorporationVoya Financial Advisors, Inc.$10010-21-2019
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC$50007-19-2019
Norman Joseph Murphy Jr.Lincoln Financial Advisors CorporationSoutheast Investments, N.C., Inc.07-02-2018
Steven Michael GoldbergLincoln Financial Advisors CorporationSunTrust Investment Services, Inc.$10006-20-2018
Edward A BirdLincoln Financial Advisors CorporationM&T Securities, Inc.06-14-2018
Slater Robert OttenritterLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2018
Zachary Ryan BechtoldLincoln Financial Advisors CorporationAXA Advisors, LLC04-26-2018
Matthew AversaLincoln Financial Advisors CorporationAXA Advisors, LLC04-10-2018
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.03-13-2018
Paul E. PomparLincoln Financial Advisors CorporationH. Beck, Inc.$10011-15-2017
John Daniel EbingerLincoln Financial Advisors CorporationSherman Wealth Management LLC10-03-2017
Stuart F. GrayLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10004-07-2017
Kathie Herbst OkunLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$17004-07-2017
Ian David WeisserLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$73004-03-2017
Liliana Maria ZarateLincoln Financial Advisors CorporationTransamerica Investors Securities Corporation05-05-2016
James C. Metzbower Jr.Lincoln Financial Advisors CorporationFounders Financial Securities LLC04-18-2016
Georgeanne Graydon AistLincoln Financial Advisors CorporationInfinex Investments, Inc.11-02-2015
Reed Anthony SalonyLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC10-15-2015
Christopher Edward PortnerLincoln Financial Advisors CorporationPSA Financial Advisors Inc$50009-18-2015
Summer Gail ParsonsLincoln Financial Advisors CorporationCapitol Securities Management, Inc.08-25-2015
Sean Eric MccomberLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2015
Rodney John RepkoLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.$50011-10-2014
Patrick Michael DunnLincoln Financial Advisors CorporationNew England Securities11-03-2014
Blair Keith BryantLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-19-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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