Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Scott RosenbergLincoln Financial Advisors CorporationCetera Financial Specialists LLC$2506-03-2009
Stanette Hayes RobinsonLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC08-25-2009
Guy Franklin Alford IIILincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$2508-31-2009
Holly Price MackayLincoln Financial Advisors CorporationCapital One Investment Services LLC$10012-14-2012
Aleksandr RoytmanLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2013
Kimberly Lindsay BleckLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC01-08-2014
Dariush BagheriLincoln Financial Advisors CorporationNew England Securities$2504-24-2014
Richard Ellis Craft JrLincoln Financial Advisors CorporationM&T Securities, Inc.05-09-2014
Patrick Michael DunnLincoln Financial Advisors CorporationNew England Securities11-03-2014
Christopher Edward PortnerLincoln Financial Advisors CorporationPSA Financial Advisors Inc$5009-18-2015
Reed Anthony SalonyLincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC10-15-2015
Georgeanne Graydon AistLincoln Financial Advisors CorporationInfinex Investments, Inc.11-02-2015
James Charles Metzbower JrLincoln Financial Advisors CorporationFounders Financial Securities LLC04-18-2016
Ian David WeisserLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$7304-03-2017
Kathie Herbst OkunLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$5004-07-2017
Stuart Franklin GrayLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC04-07-2017
Dennis Martin BauernschubLincoln Financial Advisors CorporationFounders Financial Securities LLC04-17-2017
Paul E PomparLincoln Financial Advisors CorporationH. Beck, Inc.11-15-2017
Andrew Paul GoetzLincoln Financial Advisors CorporationAmeriprise Financial Services, LLC03-13-2018
Matthew AversaLincoln Financial Advisors CorporationEquitable Advisors, LLC04-10-2018
Zachary Ryan BechtoldLincoln Financial Advisors CorporationEquitable Advisors, LLC04-26-2018
Roberto Leonardo MolinaLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.05-03-2018
Slater Robert OttenritterLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2018
Steven Michael GoldbergLincoln Financial Advisors CorporationSunTrust Investment Services, Inc.$10006-20-2018
Scott Michael GomsakLincoln Financial Advisors CorporationPlanning Solutions Group, LLC$50007-19-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.