Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bernard CowanLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10002-05-2009
Richard John Pinola Jr.Lincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25003-02-2009
Robert E. Quittner Jr.Lincoln Financial Advisors CorporationAXA Advisors, LLC$10003-09-2009
Alfred Franklin AppleLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10004-14-2009
Joseph O. ReimelsLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC05-29-2009
Kurtis Raymond KuyatLincoln Financial Advisors CorporationPrincipal Securities, Inc.$50003-22-2010
James Peter CrawfordLincoln Financial Advisors CorporationPrincipal Securities, Inc.04-19-2010
Anthony John Damiano Jr.Lincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25005-18-2010
Brian Charles KennedyLincoln Financial Advisors CorporationEquity Services, Inc.$25007-12-2010
Vincent Joseph CatalanoLincoln Financial Advisors CorporationEquity Services, Inc.$26007-12-2010
Herbert George HummelLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$50007-16-2010
Mindy Marie ZattaLincoln Financial Advisors CorporationMorgan Stanley$15009-07-2010
Ryan C SmithLincoln Financial Advisors CorporationNYLIFE Securities LLC$25002-23-2011
Christopher John ReillyLincoln Financial Advisors CorporationFirstrust Financial Advisors$10011-28-2011
Richard Arthur ZettlemoyerLincoln Financial Advisors CorporationQuestar Capital Corporation$50001-11-2012
William Mercer SchindlerLincoln Financial Advisors CorporationNYLIFE Securities LLC09-19-2012
Andrew Michael StortiLincoln Financial Advisors CorporationMetLife Securities Inc.$50003-28-2013
Kimberly Jean BrumbaughLincoln Financial Advisors CorporationMetLife Securities Inc.03-28-2013
Andrew Wayne KernLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$10005-20-2013
Rodney KirknerLincoln Financial Advisors CorporationCoordinated Capital Securities, Inc.$50005-20-2013
Nicholas Dean KennedyLincoln Financial Advisors CorporationPNC Investments09-03-2013
John Stephen KostukovichLincoln Financial Advisors Corporation1st Global Capital Corp.$24011-11-2013
Royal Dubose JoslinLincoln Financial Advisors CorporationCetera Advisor Networks LLC$10012-02-2013
Jason O'MearaLincoln Financial Advisors CorporationPruco Securities, LLC.02-19-2014
William Russell ShueyLincoln Financial Advisors CorporationM Holdings Securities, Inc.04-28-2014
Next Page »

Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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