Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
E Lawrence Tyree SmithLincoln Financial Advisors CorporationChase Investment Services Corp.10-27-2011
John Patrick LaheyLincoln Financial Advisors CorporationSunTrust Investment Services, Inc.12-15-2011
Lawrence Robert SpringerLincoln Financial Advisors CorporationNYLIFE Securities LLC01-09-2013
Evan Michael MayseLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC01-25-2013
Terry Sue MooneyhamLincoln Financial Advisors CorporationEdward Jones10-04-2013
Teresa Ann MagawLincoln Financial Advisors CorporationInvestment Professionals, Inc.08-18-2014
Scott A. StewartLincoln Financial Advisors CorporationAssetMark Brokerage, LLC01-16-2015
William Heartsill YoungLincoln Financial Advisors CorporationCetera Investment Services LLC$5009-11-2015
Frank Andrew BellLincoln Financial Advisors CorporationTIAA-CREF Individual & Institutional Services, LLC$5009-29-2015
Aaron Paul KarasLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC09-30-2015
Bruce Wayne RobertsonLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.12-18-2015
Shane Austin MorrowLincoln Financial Advisors CorporationSage Advisory Services Ltd Co01-26-2016
Mark A. WalkerLincoln Financial Advisors CorporationMorgan Stanley$5003-04-2016
Janet Lynn MooneyLincoln Financial Advisors CorporationEdward Jones06-14-2016
Lejo AbrahamLincoln Financial Advisors CorporationJ.P. Morgan Securities LLC07-12-2016
Olivier Louis DevriesLincoln Financial Advisors CorporationRaymond James & Associates, Inc.11-21-2016
Ray Joseph Fernandez Jr.Lincoln Financial Advisors CorporationNorthwestern Mutual Investment Services, LLC$5012-21-2016
Victoria Lynne RobertsLincoln Financial Advisors CorporationKovack Advisors, Inc.$1001-20-2017
Nicolas RichLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.01-30-2017
Julie Ann FulkersonLincoln Financial Advisors CorporationState Farm VP Management Corp.04-21-2017
Dennis David MalcolmLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.$20007-28-2017
Corbin Dale CainLincoln Financial Advisors CorporationInvestment Centers of America, Inc.11-13-2017
Beth Ann HearnLincoln Financial Advisors CorporationWaddell & Reed$8411-21-2017
Frank J. MaldonadoLincoln Financial Advisors CorporationEdward Jones12-18-2017

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.