Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dorothy Ann AllenLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Ernest Royal Massenberg IIILincoln Financial Advisors CorporationAXA Advisors, LLC$25007-22-2009
Salem Louis KouriLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$10002-04-2010
Boris Barnett FoustLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC$25005-11-2010
Shawn Edwood WilsonLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$10008-02-2010
Don Eugene MeredithLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$17005-06-2011
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.$50007-01-2011
Gulsanga JalawanLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$50010-18-2011
James Reginald Esaw Jr.Lincoln Financial Advisors CorporationM&T Securities, Inc.06-15-2012
Ryan Andrew MartinLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.06-19-2012
Dawn Michelle PetersLincoln Financial Advisors CorporationLPL Financial LLC$25008-23-2012
Holly Price MackayLincoln Financial Advisors CorporationCapital One Investment Services LLC$10012-14-2012
Jason Palomares LavariasLincoln Financial Advisors CorporationFirst Command Financial Planning, Inc.10-07-2013
Joshua Ross StarkLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$25011-15-2013
Erik Alan ScudderLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.$50011-15-2013
Dariush BagheriLincoln Financial Advisors CorporationNew England Securities$25004-24-2014
Thomas Edwin BellLincoln Financial Advisors CorporationPrincipal Securities, Inc.12-22-2014
Heidi Marie PattersonLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.01-15-2016
Francis Eugene Brown Jr.Lincoln Financial Advisors CorporationCentaurus Financial, Inc.$10010-10-2016
Vincent Michael ReaganLincoln Financial Advisors CorporationGWFS Equities, Inc.04-03-2017
Haleh Farshi NikmaramLincoln Financial Advisors CorporationUnited Brokerage Services, Inc05-17-2017
Marisa Ofaolain JoelsonLincoln Financial Advisors CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2017
Carolyn Marie RobinsonLincoln Financial Advisors CorporationMML Investors Services, LLC08-08-2017
Andre DawkinsLincoln Financial Advisors CorporationMML Investors Services, LLC08-09-2017
Mark Christopher HughesLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$25009-12-2017
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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