Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Bryant GoodmanLincoln Financial Securities CorporationEdward Jones03-26-2009
Sandra Lois ZiglarLincoln Financial Securities CorporationMML Investors Services, LLC06-01-2009
Bing C. MichaelLincoln Financial Securities CorporationMetLife Securities Inc.02-01-2011
Sandra Greer AustinLincoln Financial Securities CorporationSynergy Investment Group, LLC05-31-2011
Stephanie Williams GuanziniLincoln Financial Securities CorporationLPL Financial LLC11-15-2013
Michael C. WhitmanLincoln Financial Securities CorporationPruco Securities, LLC.$5002-19-2014
Joseph Welch Seegers Jr.Lincoln Financial Securities CorporationWoodbury Financial Services, Inc.03-03-2014
Michael Scott ParrishLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Johnathan Richard PulleynLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Michael Joseph YoungLincoln Financial Securities CorporationWoodbury Financial Services, Inc.08-01-2014
Laura Coleman CollinsLincoln Financial Securities CorporationSignator Investors, Inc.11-21-2014
Larry Allen Hyde IILincoln Financial Securities CorporationAXA Advisors, LLC03-20-2015
Carl Steven MyersLincoln Financial Securities CorporationMetLife Securities Inc.04-27-2015
Jessica C. LambLincoln Financial Securities CorporationForesters Equity Services, Inc.08-05-2015
Lawrence Albert HorowitzLincoln Financial Securities CorporationH. Beck, Inc.$1011-03-2015
Jerome David MillerLincoln Financial Securities CorporationLincoln Financial Advisors Corporation$1004-26-2016
Richard Loyal BurtonLincoln Financial Securities CorporationBrooklight Place Securities, Inc.08-15-2016
James M. WallaceLincoln Financial Securities CorporationSecurities America, Inc.11-29-2016
Christopher Vaughan CagleLincoln Financial Securities CorporationPrudential Annuities Distributors, Inc09-28-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation10-19-2017
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$1012-01-2017
Christopher Lee BanksLincoln Financial Securities CorporationPark Avenue Securities LLC06-12-2018
David A. BarberLincoln Financial Securities CorporationNationwide Securities, LLC$1006-21-2018
Carl EdwardsLincoln Financial Securities CorporationCalton & Associates, Inc.$2507-02-2018
Daniel A OdigieLincoln Financial Securities CorporationNBC Securities, Inc.$15004-02-2019

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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