Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhett Nolan SinclairLincoln Financial Securities CorporationAP Wealth Management$1009-19-2011
Deborah Jordan WilliamsLincoln Financial Securities CorporationAXA Advisors, LLC06-01-2017
Jonathan William KingLincoln Financial Securities CorporationCapital Guardian, LLC02-02-2016
Lloyd Edward Kirkland Jr.Lincoln Financial Securities CorporationCapital Guardian, LLC$1,00002-01-2016
James Douglas BurgessLincoln Financial Securities CorporationFirst Citizens Investor Services, Inc.02-08-2016
Kevin Andrew HuntLincoln Financial Securities CorporationHorace Mann Investors, Inc.02-02-2018
Francis Xavier HalloranLincoln Financial Securities CorporationHorace Mann Investors, Inc.05-12-2017
Robert Harry BunchmanLincoln Financial Securities CorporationIFS Securities08-18-2017
Wilie JonesLincoln Financial Securities CorporationPark Avenue Securities LLC05-23-2016
Hubert Eugene Rudisill Jr.Lincoln Financial Securities CorporationRaymond James Financial Services, Inc.$15004-27-2015
Kenneth Edward BatsonLincoln Financial Securities CorporationRoyal Alliance Associates, Inc.08-03-2015
Christopher Daniel WardLincoln Financial Securities CorporationRoyal Alliance Associates, Inc.05-28-2015
John Nicholson HowardLincoln Financial Securities CorporationSecurian Financial Services, Inc.03-02-2015
Kenneth Doyle BrownleeLincoln Financial Securities CorporationSecurities America, Inc.02-01-2010
Christopher Brian SloopLincoln Financial Securities CorporationState Farm VP Management Corp.01-05-2010
James Francis Drake IIILincoln Financial Securities CorporationWoodbury Financial Services, Inc.05-29-2014

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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